- Home
- Introduction
- 1. Design rights
- 1.1. Design rights: overview
- 1.2. What a design right protects
- 1.3. Why protect a design?
- 1.4. How designs are protected in Australia?
- 2. Application for registration
- 2.1. Application for registration: overview
- 2.2. Registration process
- 2.3. Submitting an application
- 2.4. Minimum filing requirements
- 2.5. Who is entitled to be a registered owner?
- 2.6. Types of applications (s 22)
- 2.7. Request for registration
- 2.8. Further designs
- 3. Fees
- 3.1. Fees: overview
- 3.2. Application fees
- 3.3. Renewal fees
- 3.4. Examination fees
- 3.5. Hearing fees
- 3.6. Fees for extensions of time
- 3.7. Refunds
- Production test Designs
- 4. Formalities assessment
- 4.1. Formalities assessment: overview
- 4.2. The ‘Formalities check’ and ‘Formal requirements’
- 4.3. Formalities notices
- 5. Applicant details
- 5.1. Applicant name: overview
- 5.1.1. Is the applicant a person?
- 5.1.2. Individual (Australian and overseas, including joint owners)
- 5.1.3. Australian company (Pty Ltd, Ltd)
- 5.1.4. Strata company, owners corporation, body corporate etc
- 5.1.5. Government entity
- 5.1.6. Incorporated association
- 5.1.7. Overseas entity (AG, S.r.L etc)
- 5.1.8. Several applicant names, multiple designs
- 5.1.9. Joint owner names with ABN
- 5.1.10. Partnership
- 5.1.11. Trust/trustee
- 5.1.12. Business names and 'trading as'
- 5.1.13. Applicant name and design owner
- 5.2. Applicant address
- 6. Representations
- 6.1. Representations: overview
- 6.2. General requirements
- 6.3. Formal compliance
- 6.4. Product
- 6.5. Consistency
- 6.6. Text
- 6.7. Common designs
- 6.8. Drawings
- 6.9. Photographs
- 6.10. Specimens or 3D models
- 6.11. Different views
- 6.12. Environmental views
- 6.13 Pairs and mirror images
- 7. Classification
- 7.1. Classification: overview
- 7.2. Classification systems
- 7.3. Finding the right class
- 7.4. Cases of doubt
- 7.5. More than one possible classification
- 7.6. Multiple products or designs
- 8. Examination and certification
- 8.1. Examination and certification: overview
- 8.2. Examination and certification processes
- 8.3. Requesting examination
- 8.4. Third party initiated examinations
- 8.5. Concurrent requests for examination
- 8.6. Expedited examination
- 8.7. Material provided by a third party
- 8.8. Relevant material that must be considered
- 8.9. Time frame for completion of examination and last-minute responses
- 8.10. Withdrawal of request for examination
- 8.11. Notice of intention to certify
- 8.12. Requests for examination after certification
- 8.13. Further examination reports
- 8.14. Revocation
- 8.15. Examination hearings
- 8.16. Examination on Registrar's initiative
- 9. Identifying the design
- 9.1. Identifying the design: overview
- 9.2. Overall appearance
- 9.3. Visual features
- 9.4. Variable visual features
- 9.5. What cannot be a visual feature
- 10. Product
- 10.1. Product: overview
- 10.2. Identifying the product
- 10.3. Things that are not products
- 10.4. Things that are not different products
- 10.5. Product name
- 10.6. Manufactured or handmade
- 10.7. Component part of a complex product
- 10.8. Assembled set or kit
- 10.9. Indefinite dimensions
- 10.10. Examples - things that are / are not products
- 11. Excluded designs
- 11.1. Excluded designs: overview
- 11.2. Priority date of excluded designs
- 11.3. Checking the priority status of an excluded design
- 11.4. Designs that cannot be excluded
- 11.5. Registration/publication requests
- 12. Section 43 refusal to register
- 12.1. Section 43 refusal to register: overview
- 12.2. Medals
- 12.3. Anzac
- 12.4. Currency
- 12.5. Scandalous content
- 12.6. Arms, flags, emblems etc.
- 12.7. Olympic symbols
- 12.8. Integrated circuits
- 13. Assessing newness and distinctiveness
- 13.1. Assessing newness and distinctiveness: overview
- 13.2. Product name and intended use
- 13.3. Identifying the product
- 13.4. Test for newness
- 13.5. Test for distinctiveness
- 13.6. Substantially similar in overall impression
- 13.7. How the design is displayed
- 13.8. Other visual features
- 13.9. Searching
- 14. Section 19 requirements for distinctiveness
- 14.1. Section 19 requirements for distinctiveness: overview
- 14.2. Similarities and differences
- 14.3. State of development of the prior art base
- 14.4. Statement of newness and distinctiveness
- 14.5. Amount, quality and importance
- 14.6. Freedom of the creator of the design to innovate
- 14.7. Familiar person / Informed user
- 15. Statement of newness and distinctiveness
- 15.1. Statement of newness and distinctiveness: overview
- 15.2. Formalities assessment of the SoND
- 15.3. Amendments to the SoND
- 15.4. Using the SoND to assess distinctiveness
- 16. Standard of the familiar person / informed user
- 16.1. Standard of the familiar person / informed user: overview
- 16.2. Identifying the familiar person / informed user
- 16.3. Declarations about the familiar person / informed user
- 16.4. Familiarity with the product
- 16.5. References to European and UK decisions
- 16.6. Familiar person’s / informed user’s knowledge base versus prior art base
- 17. Prior art base
- 17.1. Prior art base: overview
- 17.2 Publicly used in Australia
- 17.3. Published in a document within or outside of Australia
- 17.4. Trade marks and patents as citations
- 17.5. Establishing the publication date
- 17.6. Designs disclosed in applications
- 18. Prior publication or use exceptions
- 18.1. Prior publication or use exceptions: overview
- 18.2. Exhibitions
- 18.3. Unauthorised disclosures
- 18.4. Disclosure to government
- 18.5. Copyright
- 18.6. Grace Period
- Annex A - An example of a grace period declaration
- 19. Priority date
- 19.1. Priority date: overview
- 19.2. Convention application
- 19.3. Multiple bases for priority
- 19.4. Plural designs
- 19.5. When priority must be asserted
- 19.6. Excluded designs
- 19.7. Converted applications
- 19.8. Applications by an entitled person
- 20. Convention priority
- 20.1. Convention priority: overview
- 20.2. Convention countries
- 20.3. Time limit to claim convention priority
- 20.4. Assessing convention priority claims
- 20.5. Convention priority for excluded designs and applications that include more than one design
- 20.6. Basic application
- 20.7. Requesting the basic application
- 20.8. Relevance of the basic application to examination
- 21. Satisfied
- 21.1. Satisfied: overview
- 21.2. Meaning of ‘satisfied’
- 21.3. ‘Satisfied’ as to prior art base
- 21.4. Reasonable doubt, balance of probabilities and uncertainty
- 21.5. ‘Not satisfied’
- 22. Amendments
- 22.1. Amendments: overview
- 22.2. Amending an application
- 22.3. Amending a registration
- 22.4. Inclusion of matter not in substance disclosed
- 22.5. Increasing the scope of the design registration
- 22.6. Other types of amendments
- 23. Extensions of time
- 23.1. Extensions of time: overview
- 23.2. Legal principles
- 23.3. Error or omission by the Registrar
- 23.4. Error or omission by the customer
- 23.5. Circumstances beyond the customer’s control
- 23.6. Registrar’s discretion
- 23.7. Protection for third parties
- 23.8. Period of extension
- 23.9. Extensions process
- 23.10. Advertisement
- 23.11. Request from an unrecorded new owner
- 23.12. Extension of the convention priority period
- 24. Assignments (and other interests)
- 24.1. Assignments and other interests: overview
- 24.2. Recording changes of ownership
- 24.3. Possible complications
- 24.4. Bankruptcy and winding up
- 24.5. Registering other interests
- 25. Ownership disputes
- 25.1. Ownership disputes: overview
- 25.2. Disputes between joint applicants
- 25.3. Disputes where a non-applicant claims ownership
- 25.4. Disputes where some designs have been registered or published
- 25.5. Disputes about recording a change of ownership before registration
- 25.6. Typical situations where ownership disputes arise
- 25.7. Revocation after an ownership dispute
- 26. Production of documents under s 61(1)
- 26.1. Production of documents under s 61(1): overview
- 26.2. Powers of the courts
- 26.3. Powers of the Registrar
- 26.4. Precedent
- 26.5. Who access is granted to
- 26.6. Access in ownership disputes
- 26.7. Where inspection can take place
- 26.8. Right of lien
- 26.9. Draft undertaking for access
- 27. Publication and file access
- 27.1. Publication and file access: overview
- 27.2. Designs not publicly available
- 27.3. Legal exceptions
- 27.4. Freedom of information
- 27.5. Prohibition orders
- 28. Hearings
- 28.1. Hearings: overview
- 28.2. Filing evidence
- 28.3. Disputes over whether the design was new and distinctive at the priority date
- 28.4. Interface with court proceedings
- 29. Glossary
- 30. Citation index
- 31. Keyword index
- 32. Classification listings
- Class Heading Summary
- Class 01 Foodstuffs
- Class 02 Articles of clothing and haberdashery
- Class 03 Travel goods, cases, parasols and personal belongings not elsewhere specified
- Class 04 Brushware
- Class 05 Textile piecegoods, artificial and natural sheet material
- Class 06 Furnishing
- Class 07 Household goods not elsewhere specified
- Class 08 Tools and hardware
- Class 09 Packages and containers for the transport or handling of goods
- Class 10 Clocks and watches and other measuring instruments, checking and signalling instruments
- Class 11 Articles of adornment
- Class 12 Means of transport or hoisting
- Class 13 Equipment for production, distribution or transformation of energy
- Class 14 Recording, communication or information retrieval equipment
- Class 15 Machines not elsewhere specified
- Class 16 Photographic, cameras, cinematographic and optical apparatus
- Class 17 Musical instruments
- Class 18 Printing and office machinery
- Class 19 Stationery and office equipment, artists and teaching materials
- Class 20 Sales and advertising equipment, signs
- Class 21 Games, toys, tents and sporting goods
- Class 22 Arms, pyrotechnic articles, articles for hunting, fishing and pest killing
- Class 23 Fluid distribution equipment, sanitary, heating, ventilation and air conditioning equipment, solid fuel
- Class 24 Medical and laboratory equipment
- Class 25 Building units and construction elements
- Class 26 Lighting apparatus
- Class 27 Tobacco and smokers supplies
- Class 28 Pharmaceutical and cosmetic products, toilet articles and apparatus
- Class 29 Devices and equipment against fire hazards, for accident prevention and rescue
- Class 30 Articles for the care and handling of animals
- Class 31 Machines and appliances for preparing food or drink, not elsewhere specified
- Class 32 Graphic symbols and logos, surface patterns, ornamentation
- 33. Designs (Formal Requirements for Designs Documents) Instrument 2022
Designs (Formal Requirements for Designs Documents) Instrument 2022
The following section regards the Designs (Requirements for Designs Documents) Instrument 2022 (the Instrument). The Instrument replaces Schedule 2 to the Designs Regulations 2003 (the Regulations).
The Instrument applies to all applications filed on or after 10 March 2022. For applications filed before that date, Schedule 2 of the Regulations will continue to apply. A copy of the Instrument is available on IP Australia's website.
The official and signed copy of the Instrument can be found in the Official Journal of Designs, dated 27 January 2022.
Annotated Formal Requirements Instrument
Below is an annotated copy of the Instrument which references particular parts of this Manual. Please note the official copy in the Official Journal of Designs is the authoritative version.
Designs (Formal Requirements for Designs Documents) Instrument 2022
...
Part 1 – Preliminary
...
5 Compliance
Where this determination prescribes a formal requirement, strict compliance with the formal requirement is not required and substantial compliance is sufficient.
...
***Other Preliminaries have been purposely omitted***
Part 2 – Formal requirements for documents
6 Information that must be included in a design application
(1) An application filed with the Designs Office must include the following information:
(a) full name of all the applicants (see Part 5);
(b) the Address for Service in accordance with sub-regulation 11.19(1) (see Part 5.2);
(c) a contact telephone number for either the Address for Service or applicant (see Part 5);
(d) representation(s) of the design (see Part 6);
(e) an indication of the number of designs in the application;
(f) full name of all designers (see Part 4.1); and
(g) where there is a convention claim for priority, the basic information that confirms the number, country and filing date of the basic application, in accordance with sub-regulation 3.06(2).
(2) An application for a common design must include an indication that the application is for a common design and a list of products to which the common design relates (see Part 10.1).
7 Standards for representations
(1) Representations must clearly show the visual features of a design (see Part 6 generally).
(2) Where a statement of newness and distinctiveness refers to a particular part of a design, at least one of the representations must display that part of the design (see Part 6.2).
(3) At least one of the representations in a design application must include a view of the design showing the product fully assembled (see Part 6.2 and Part 6.11).
(4) Representations must be without material extraneous to the product (see Part 6.5 and Part 6.12).
(5) Representations being drawn with lines, including drawings, must be executed in durable, dense, uniformly thick and well-defined lines and strokes (see Part 6.5).
(6) Subject to subsection 7(7) representations should consist of one common image format, namely:
(a) drawings;
(b) photographs; or
(e) images derived from computer-aided-design (see Part 6.5).
(7) Where representations have multiple image formats they must not cause uncertainty about the design for which the applicant has applied (see Part 6.5).
Note: The Registrar will require deletion of one or more of the representations where they cause uncertainty about the design for which the applicant has applied.
(8) Representations in one application must be consistent in their use of colour across different representations so that the representations do not cause uncertainty about the design for which the applicant has applied (see Part 6.5).
(9) Where an application is for a common design, unless the representations showing the design applied to each product are identical, the representations must show the design in relation to each product identified in the application on a separate sheet (see Part 6.7).
(10) If the application is for more than 1 design:
(a) each design must be separately and clearly indicated; and
(b) a single sheet cannot be used to show more than 1 design.
(11) A representation containing a view of a cross-section must itself be clear and must not impede the clear reading of the representations (see Part 6.11).
(12) Each representation must be shown in proportion to each other representation, except when the use of a different proportion is necessary for clarity of the representation.
(13) Environmental or reference views should not cause uncertainty about the design for which the applicant has applied (see Part 6.12).
Note: A single reference or environmental view is usually sufficient and more than one reference or environmental view may cause uncertainty.
(14) A single representation must not exceed a single sheet (see Part 6.2).
(15) A representation that includes indefinite dimensions must represent the indefinite dimensions in a clear and readily understandable manner (see Part 6.11).
8 Photographs in representations (see Part 6.9 generally)
(1) Representations being photographs must be clear and in focus (see Part 6.9).
(2) All representations being photographs, including photographs of specimens, must be photographs taken against a background that is neutral, plain and contrasting with the product (see Part 6.9).
(3) All photographs in a physical printed format must be printed on material:
(a) that allows and facilitates any number of copies of the photograph to be reproduced directly by photocopying, digital scanning and photography; and
(b) that has a surface that is not folded, creased or cracked or otherwise impaired (see Part 6.9).
9 Text (see Part 6.6 generally)
(1) All text, other than that which forms part of the design, appearing in any document, must be:
(a) in English;
(b) presented clearly;
(c) legible; and
(d) indelible (see Part 6.6).
(2) A representation must not include text, other than any word or words necessary for the understanding of the representation (see Part 6.6).
Note: One example of labelling text which may be necessary for the understanding of a representation is the following text:
“The relatively lighter shade lines indicate surface contour and not ornamentation”.
(3) A representation must not contain a statement of newness and distinctiveness, or wording to the effect of a statement of newness and distinctiveness (see Part 6.6. Regarding the role of statements of newness and distinctiveness, and more generally, see Part 15).
(4) Where representations showing the design cannot be readily and obviously understood on a fair reading without labelling, the representations must include appropriate labelling, such as, but not limited to, the following labels:
(a) ‘perspective view’;
(b) ‘top view’;
(c) ‘left-side view’;
(d) ‘right-side view’;
(e) ‘exploded view’;
(f) ‘close-up view’;
(g)‘environmental view’ or ‘reference view’; and
(h) ‘sectional view’ or ‘cross-sectional view’ (see Part 6.6).
10 Requirements for documents
(1) Where a document is filed on paper, each sheet comprising a document or part of a document:
(a) must be presented on an international sheet A4 in a manner that is clear and legible;
(b) must be on a separate sheet, or separate sheets, to any other documents filed in relation to the application where showing representations;
(c) must not be folded, creased or cracked; and
(d) must be free from any erasures, alterations, overwriting and interlineations that, in the reasonable opinion of the Registrar, would:
(i) compromise the authenticity of the document; or
(ii) reduce the likelihood of clear reproduction of the document.
(2) All sheets in a filed document must be presented in a way that allows copies of the sheet to be reproduced directly by photocopying and digital scanning, and convertible to an electronic form that is legible when the sheets are viewed as the same size as an A4 sheet.
(3) All sheets in documents must be:
(a) legible;
(b) presented clearly; and
(c) indelible.
11 Amendments (see Part 22 generally)
(1) If an amendment is requested, it should include a clear indication of the nature and location of the proposed amendment to any representations.
(2) Where new representations are provided, an amendment request should clearly indicate:
(a) the prior representations which are to be replaced and the new representations that replace them; or
(b) if the new representations are to replace all of the prior representations, a statement or words expressing that intention.
Amended Reasons
Amended Reason | Date Amended |
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Minor correction. |
|
Addition of annotated copy of key provisions of the Formal Requirements Instrument. |
|
Formal Requirements Instrument |