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6.1.12.5.5 Citation Examples

Date Published

The following are examples of citations of documents:

C

DOCUMENTS CONSIDERED TO BE RELEVANT


Category*

Citation of document, with indication, where appropriate, of the relevant passages

Relevant to claim No.

PATENT DOCUMENTS

AUSTRALIA (AU)

X

AU 23456/00 A (BROWNE) 4 January 2001

See Examples 3, 7 and 9

1,8


X

Y


AU 345678 B2 (SMITH PTY LTD) 1 April 1979

Page 5 lines 2-10, Figure 8

Page 6 lines 15-25

(see Note below)


1-5, 9

6


A

AU 81733 S (KRAFT FOODS GROUP BRANDS LLC) 7 November 2000, Design

Whole document


WO (WO)

Y

WO 1981/001617 A1 (BOLIDEN AB) 11 June 1981

Page 4 line 20 - page 5

9

UNITED STATES (US)

X

US 3205468 A (JONAS et al) 25 July 1965

Columns 2-3, Figure 2

10

A

US 6208901 B1 (HARTUNG) 27 March 2001

Column 2 lines 22-40


A

US 2009/0012378 A1 (INCE) 8 January 2009

Whole document


A

US Des. 378472 S (BRAMANI) 18 March 1997

Whole document


A

US RE42586 E (GEORGEAU et al.) 24 August 2010

Abstract


EUROPEAN PATENT OFFICE (EP)

X

EP 1943110 A1 (LANGE et al) 16 July 2008

Page 5 line 18 – page 6 line 17, Figure 3

1-7

X

EP 0073567 A2 (F.L. SMIDTH & CO. A/S) 9 March 1983

Page 4 lines 6 - 30

3

UNITED KINGDOM (GB)

X

GB 191402678 A (STARR JOHN GARDINER) 21 January 1915

Page 2 lines 6-15

1


Note: The above format (GB YYYYNNNNN) is to be used for old GB documents (pre 1916). On the document itself, the number appears as 2678 and next to it is the year 1914.


SWITZERLAND (CH)

X

CH 504901 C2 (SWEP INTERNATIONAL AB) 26 May 1997

Figure 5

1

GERMANY (DE)

P,X

DE 29807997 U1 (WUELHORST GMBH & CO KG) 25 June 1998

Page 9 lines 21-29

10, 13

P,X

DE 2643150 A (SIEMENS AG) 30 March 1978, Derwent DWPI Online Abstract Accession No. 78-C7591A/14,

Abstract

1-9

SOVIET UNION (SU)

X

SU 557229 A (TULA POLY) 22 June 1977, Derwent Abstract Accession No. 33208A/18, Class Q68

Abstract

10-12

A

SU 402532 A (LOZOVNIK et al) 2 July 1974, Derwent Soviet Inventions Illustrated, Section 1, Chemical, Vol. V, No. 49, Issued 14 January 1975, Polymers, p.1

Abstract


JAPAN (JP)

P,X

JP 56-081110 A (OKANUE) 2 July 1981, Derwent Abstract Accession No. 61012 D/34, Class J01

Abstract

1, 5

X

JP S55164495 A (FRAMATOME SA) 22 December 1980

Abstract

(see Note below)

1, 2

A

JP4-28372 A (TOYO INK MFG CO LTD) 30 January 1992, Patent Abstracts of Japan, C-938, page 24

Abstract


X

JP 05071200 A (MIYAKE SOUICHI) 23 March 1993, Patent Abstracts of Japan

Abstract

1-10

A

JP 7-153465 A (SANYO ELECTRIC CO. LTD) 16 June 1995, Patent Abstracts of Japan

Abstract


X

JP H08317913 A (TSUTOMU) 3 December 1996

Abstract

(see Note below)

1, 5

X

JP 09-123456 A (CANON INC) 13 May 1997

Figures 1, 2 and para [0028]

1, 6, 9

A

JP 10-105775 A (NCR INTERNATIONAL INC.) 24 April 1998

Abstract


X

JP 2005-018678 A (CASIO COMPUTER CO. LTD.) 20 January 2005, English abstract retrieved from EPODOC database

Abstract

1-10

NON-PATENT LITERATURE (NPL)

BOOK and JOURNAL ARTICLE

X

WALTON, H., ‘Microwave Quantum Theory’, Sweet and Maxwell, London, 1973, Vol. 2, ISBN 5-1234-5678-9, pages 138 to 192

Pages 146 to 148

1-3

X

SMITH, R. et al., 'Digital Demodulator for Electrical Impedance Imaging', IEEE Engineering in Medicine & Biology Society, 11th Annual Conference. Edited by Y. Kim et al. New York: IEEE, 1989, Vol. 6, pages 1744-5.

Page 1744 lines 5-20

1-5, 9

X

BHATTACHARYA, C. et al., ‘Insulin, Transforming Growth Factors, and Substrates Modulate Growth of Guinea Pig Pancreatic Duct Cells In vitro’, Gastroenterology. 1995, vol.109, pages 944-952

Page 945

1, 5, 10

JOURNAL ABSTRACT

X

LIU, X. et al., ‘Synthesis and evaluation of novel radioiodinated nicotinamides for malignant melanoma’, Nuclear Medicine and Biology, 2008, Vol. 35, No. 7, pages 769-781

Abstract, page 771 section 2.2.2

3-8

NUCLEOTIDE / PROTEIN SEQUENCE

X

MAY, F. E. B. et al., ‘The Human Cathepsin D-encoding Gene is Transcribed from an Estrogen-regulated and a Constitutive Start Point’, Gene. 1993, vol 134, pages 277-282

Abstract, page 280, Sequence 2

Sequence shares 92% identity with SEQ ID No. 7

3-8

A

EMBL Accession No. L12980 14 November 2006

& MAY, F. E. B. et al., ‘The Human Cathepsin D-encoding Gene is Transcribed from an Estrogen-regulated and a Constitutive Start Point’, Gene. 1993, vol 134, pages 277-282

Abstract, page 280

Sequence shares 86.3% identity with SEQ ID No. 1 and 85.6% identity with SEQ ID No. 3


X

FSTA Accession No 1977(11):L0846

& MAKSIMOV, A. S. et al, Rheology of confectionery masses under vibration, Izvestiya Vysshikh Uchebnykh Zavedenii, Pishchevaya Tekhnologiya, (1976) No 6, p108-111

Abstract

1, 48, 115

X

GenBank Accession No. ABQ86777 21 June 2007

Sequence shares 96.7% identity with SEQ ID No. 1

1, 5, 20

X

EMBL Accession No. U58476 19 June 1996

Sequence shares 100% identity with residues 1-42 of SEQ ID No. 1

18-76

CHEMICAL ABSTRACTS

X

Chemical Abstracts Accession No. 75:12345

& SHETULOV, D.I., 'Surface Effects During Metal Fatigue’, Fiz.-Him Meh. Mater, 1971, 7(29), 7-11 (Russ.)

Abstract and Figure 1

2-7

X

Chemical Abstracts Accession No. 128:240836

& CAS Registry File RN 204923-30-8

Abstract

1-15


Note: For citing CAS Registry Numbers, see MPP 6.1.12.5.3


X

Chemical Abstracts Accession No. 75:12345

& SHETULOV, D.I., 'Surface Effects During Metal Fatigue’, Fiz.-Him Meh. Mater, 1971, 7(29), 7-11 (Russ.)

Abstract and Figure 1

2-7

X

CAS RN 7589306-1, STN Entry Date 2006

1, 10


Note: For citing CAS Registry Numbers, see MPP 


X

WO 2004/001234 A1 (SKY UNLIMITED INC) 26 June 2004

Page 12 lines 7-17

& CAS Registry Number 7589306-1

8,24


Note: For citing CAS Registry Numbers, see MPP 6.1.12.5.3


Websites / URLs

X

MERCKX, V et al, Diversification of myco-heterotrophic angiosperms: evidence from Burmanniaceae, BMC Evolutionary Biology (2008) Vol 8, Art 178, published 23 June 2008, (online journal) [retrieved from internet on 2 July 2009]

<URL: http://www.biomedcentral.com/content/pdf/1471-2148-8-178.pdf>

Background lines 1-7, Results para 2 lines 3-8

9, 17, 27

X

OWEN, R W et al, Olive-oil consumption and health: the possible role of antioxidants, Lancet Oncology, Vol 1, No. 2, 2000, pages 107-112 [online], [retrieved from internet on 18 July 2008]
<URL:
http://www.ingentaconnect.com/content/els/14702045/2000/00000001/00000002/ art0001>

<DOI: 10.1016/S1470-2045(00)00015-2>

Page 108

15, 56

X


F88 Wristwatch mobile phone [retrieved from internet on 20 September 2007]

<URL: http://web.archive.org/web/20060711162947/http://www.mobilewhack.com/
reviews/f88_wrist_watch_mobile_phone.html
> published on 11 July 2006 as per Wayback Machine

Whole Document


1-20


X


Production Process - Ferro cement Wall panel [Viewed on internet on 05 August 2014] Viewed on internet.

< URL:

http://www.youtube.com/watch?v=a2IkP0je51Y>, Published on 8 July 2013

Whole document


1


A


AJTAI, M., ‘Generating Hard Instances of Lattice Problems’, Electronic Colloquium on Computational Complexity, Report TR96-007 [retrieved from internet on 20 February 2007].

< URL: http://web.archive.org/web/20061029121227/http://eccc.hpi-web.de/eccc-reports/
1996/TR96-007/Paper.pdf
> published on 29 October 2006 as per Wayback Machine

Whole document


1-5



Suunto Vector Watch - S09 [retrieved from internet on 21 August 2009].

< URL: http://www.exava.com/shop?q=suunto%20wristwatch >

Whole Document

1

L

(The International Searching Authority is unable to establish the publication date of the above citation).

​​​​​​​

Note:

1.  Japanese numbers should be entered as they appear on the document viewed and cited by the examiner (Where a copy of the document cited has been placed on the relevant application folder in COMPASS, the details of the citation written in the report should mirror this information; see 6.1.12.5.3 Citation of Prior Art Documents). The examples shown in the table above are purely for illustrative purpose and are not prescriptive of a format(s) that must be used.

Note also that where the number on the JP document viewed and cited includes either of the English letters “S” or “H” as descriptors, it must be included in the number when citing the document. (see ‘Other Patent Documents’ under 6.1.12.5.3 Citation of Prior Art Documents.

2. Many older Australian patent documents do not have an indication of kind code on the document itself. However, the distinction between pre- and post-grant publications may be determined on the basis of the published number (pre-grant are of the form NNNNN/YY, while post-grant are NNNNNN).  When citing such documents, an appropriate kind code must be ascribed, as described in ‘Kind Codes for Australian Patent Documents’ under 5.6.4.6 Identifying Citations).

3. “L” category can be used on its own or in combination with any other category e.g. “X”, “Y” or “A”.

Amended Reasons

Amended Reason Date Amended

Published for testing

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