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7.11.1.3.3 Section 223(2)(b) - Circumstances Beyond Control

Date Published

Overview

The meaning of the words "circumstances beyond the control of the person concerned" in section 223(2)(b) has been interpreted from the following cases:

Michigan Technological University Board of Control v. Deputy Commissioner

a. High Court - (1982) 40 ALR 577, (1982) 52 AOJP 1998

b. Federal Court – [1981] FCA 39; (1981) 34 ALR 529

c. AAT - (1982) 52 AOJP 199

Atomic Skifabrik Alois Rohrmoser v. Registrar of Trade Marks [1987] FCA 22; 7 IPR 551, (1987) AIPC 90-365

Abbott & Lamb Pty Ltd v. Registrar of Trade Marks [1991] AATA 441; (1991) AIPC 90-806

Jiejing Pty Ltd v Commissioner of Patents and Ron Thomas and Allan Garnham [1995] AATA 100; 1995 AIPC 91-144

Solar Mesh Pty Ltd v Commissioner of Patents [1995] AATA 101; (1995) AIPC 91-138

The principles arising from these cases and others are summarised below.

Force majeure

Section 223(2)(b) is a "force majeure" provision, where the failure to perform the relevant act is outside the control of the person concerned and something that could not have been avoided by that person's exercise of due care.  

Actions of an agent or employee

The actions of an attorney, agent or employees are not considered to be beyond the control of a person.  The Courts consider that the applicant or patentee "stands in the shoes of his agent", to the extent that errors or omissions made by the agent (or by the agent's employees) are attributed also to the applicant.  "Employee" here means a direct employee and not an intermediary such as a courier or a postal authority (see “Postal delays” below).

Lack of funds

Becoming bankrupt is not a circumstance beyond a person’s control within the meaning of section 223.  A sequestration order is made as the culmination of a sequence of events which the applicant could have avoided by the exercise of due care.  Similarly, a lack of funds is not considered to be a circumstance beyond a person's control.  (Vrubel v Upham (1996) 36 IPR 220)

Postal delays

Delays by post and courier are generally circumstances beyond a person’s control, and historically have constituted the major source of extensions under section 223(2)(b).  

Sickness or accident

In some situations sickness or accident may satisfy the requirement of section 223(2)(b), for example if an applicant prosecuting his or her own case becomes ill, and is unable to rely on another person to carry out the relevant act, they will be entitled to an extension.  

Alternatively, if a technical assistant to a firm of Attorneys missed a time limit owing to an illness, it would be expected that the firm would have made arrangements accordingly, in anticipation of this kind of occurrence.  While and error or omission might be involved (section 223(2)(a)), circumstances beyond control would not.  

Awaiting a court judgement

Anticipation of a Court judgement has been held to be a circumstance beyond a person's control (see Jiejing Pty Ltd v Commissioner of Patents and Ron Thomas and Allan Garnham [1995] AATA 100 at [105]).

Amended Reasons

Amended Reason Date Amended
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